Skipton Financial Services Limited

What
Inappropriate processing of personal data

How much
Unknown.

Why
An unencrypted laptop computer was stolen from Moore Stephens Consulting, who had been engaged to provide professional consultancy services to SFS in relationship to a software development project.

Regulator
ICO

Regulatory action
Undertaking issued to ensure that sensitive personal data must be encrypted. Risk assessments must be carried out to confirm the adequacy and effectiveness of technical and organisational security measures, including those taken by third parties.

Reason for action
The ICO had received a complaint about the data controller’s breach of the Seventh Data Protection Principle.

When
18 February 2008

Links
View PDF of the Skipton Financial Services Limited Undertaking (Breach Watch Archive)

The Department of Health

What
Inappropriate processing of personal data

How much
Unknown.

Why
The personal details of junior doctors held on the Medical Training Application Service (MTAS) website was readily accessible to any person accessing the website.

Regulator
ICO

Regulatory action
Undertaking issued to ensure that sensitive personal data held on the website must be encrypted. Instructions and advice as to the use of passwords and PIN numbers be given to the data controller to those entitled to access the site. Staff will be given appropriate training and regular penetration and vulnerability testing of developing applications and systems to minimise unauthorised access.

Reason for action
The ICO had received a complaint about the data controller’s breach of the Seventh Data Protection Principle.

When
4 December 2007

Links
View PDF of the Department of Health Undertaking (Breach Watch Archive)

Nationwide Building Society

What

Loss of personal data

How much

Not reported, potentially all customers (10+ million)

Why

Theft of unencrypted laptop from staff member’s home.

Regulator

FSA

Regulatory action

Monetary penalty – £980,000

Reason for action

  • Inadequate risk assessment
  • No incident response plan and slow response to theft (3 weeks)
  • Poor staff training and awareness
  • Poor controls

When

14 February 2007

Links

View the press release relating to Nationwide Building Society on the FSA website

View PDF of the Nationwide Building Society Final Notice (via FSA website)

View PDF of the Nationwide Building Society Final Notice (Breachwatch archive)